Table of Contents



Chapter 6

The Ripple Effect: From WASC Self-Study to an

Institutional Commitment to a Culture of Evidence


The purpose of this chapter is to provide a more comprehensive report on the many

consequences of the University's initial foray into assessment, prompted initially by

WASC. It is illustrative of the University's commitment to use assessment in building a

culture of evidence. Of necessity, this description of the multiple ways in which the campus

is collecting evidence, and using it to make critical decisions, also documents how the

governance and process portion of the infrastructure work. We believe that the

infrastructure we are creating will ultimately sustain the changes set in motion by WASC.

The chapter begins by providing a description of the overall CSUS institutional

commitment to assessment followed by a thorough description of the critical link

connecting assessment, planning, and budget at CSUS. It concludes with a detailed

description of the many consequences and changes already underway as a result of our

commitment to using evidence to improve our effectiveness as an institution of higher

education.

§

The Institutional Commitment: University Assessment Model


The WASC Self-Study commitment to assessment has stimulated an institutional

commitment in using evidence to improve institutional quality and effectiveness. The

transition from WASC to an institutional commitment is represented by a three dimensional

cube (see Phase I University Assessment Model Figure I) that illustrates the University's

long term assessment plan. One dimension of the cube represents Initiatives, which are

the external and internal forces that call for assessment. [For a complete description of the

external and internal stimuli for our assessment efforts (University Assessment

Initiatives) see page 72-77 of Self-Study Phase I.] The second dimension represents

Assessment Resources, which are the ongoing activities used to gather evidence about

institutional and program outcomes. For a complete description of the Assessment

Activities and Instruments see pages 77-82 of the Self-Study Phase I. The third face of

the cube represents the goals of the institution as represented in the University's Strategic

Plan Themes. The Strategic Plan is comprised of eight goals, articulated in a series of

theme papers. The critical feature of this conceptual presentation of the long term

University Assessment Model is that it demonstrates the University's commitment to assess

its progress in achieving the goals of the Strategic Plan using a variety of assessment

activities and multiple methods at every level of the University.


The University Assessment Model grew directly out of the WASC Self-Study

model. The WASC Self-Study focuses on three themes: Teaching and Learning, Student

Outcomes, and The Learning Community. The University's long-term model, an extension

of the WASC model, quite naturally replaces the three WASC Self-Study themes with the

eight themes of the University Strategic Plan. Otherwise, the model is the same: a variety of

initiatives involve the University in assessment, and the instruments and activities provide

data to assess our progress in meeting the goals of the Strategic Plan. Not every assessment

initiative is expected to relate to all eight themes or to require data from all available

instruments. For example, professional accreditation assessment activities would likely

focus on just three Strategic Plan themes: teaching and learning, academic programs, and

scholarship. Instruments and institutional data designed to provide evidence related to the

themes of capital campus and public life might not be useful to a professional

accreditation review. Similarly, the NCAA accreditation activity would not be addressing

the scholarship theme, but would focus primarily on issues of teaching and learning and

enrollment planning.


The predominant assessment initiative that would, by definition, address the goals

of the Strategic Plan and its themes, and use all available data and instruments, is the

assessment of the Strategic Plan itself. The eight themes, collectively, describe the issues of

fundamental significance to the future of the University. A complete assessment of

progress in achieving the goals of the Strategic Plan is a major undertaking to which the

University is fully committed. We are in the second year of Strategic Plan assessment. This

commitment has redefined the role of the Council for University Planning (CUP) and has

forged a strong link among assessment, planning, and budget--certainly the goal of every

planning process. The next section describes the process used to assess progress toward

accomplishing Strategic Plan goals and the link we have established among assessment,

planning, and budget as part of that effort. Following that, we present substantial evidence

that the University has acted on the basis of the assessment findings as it strives to

implement its Strategic Plan.


§

 

Link Among Assessment, Planning, and Budget


A common pitfall of university planning is the failure to connect planning and

budgeting. When this happens, the budget becomes the de facto plan and the official

"Plan" becomes irrelevant. Since 1991 a document called "Resource Priorities" has served

as the primary linkage between planning and budget at CSUS. Each year in December, the

Council for University Planning (CUP) recommends a set of Resource Priorities to the

President for the following year's budget. Once approved by the President, the Resource

Priorities are used by the Vice President for Administration in drafting the University

budget. In CUP's annual review of the University budget, the Vice President for

Administration is asked to explain how the proposed budget responds to the University's

Resource Priorities.


For the past two years, the link between planning and budgeting provided by the

University's Resource Priorities has been strengthened appreciably, first, by the enactment

of the Strategic Plan and second, by the adoption of the Assessment Model described

above. The Strategic Plan provided a framework for the Resource Priorities that had been

lacking. Beginning with planning for the 1995-96 budget, the Resource Priorities were

developed with substantive references to the themes of the Strategic Plan. This process

ensures that there is a broad consensus behind the priorities and that the various priorities

are part of a coherent plan to address the University's mission and goals. A second, even

more critical change, the incorporation of assessment into the CUP planning process,

guarantees that we are directing resources toward those areas most in need of attention.

This came directly out of our participation in the innovative, evidence-based Self-Study for

WASC and the adoption of the University Assessment Model. The model has dramatically

changed, and improved, the role of CUP in planning and establishing Resource Priorities

for the 1996-97 budget.


This critical new link among assessment, planning, and budget is carried out

through the preparation of theme assessment papers for each of the Strategic Plan Themes.

These papers use all relevant institutional and assessment data to create a snapshot of where

the University is in relation to each theme. The goal and explanatory text in the Strategic

Plan are the source for identifying the "key concepts" which provide the structure for

assessment reports. A review of theme assessment reports now constitutes the primary

agenda for the Council for University Planning in the Fall semester, as it develops

Resource Priorities for the following year's budget.


During the 1995-96 academic year theme assessment reports on Teaching and

Learning, Academic Programs, Campus Life, and Enrollment Planning were reviewed by

CUP in the Fall semester in planning for the 1996-97 budget. These four were chosen in

part because they were perceived by CUP as priorities for the University and, in part,

because they were the themes with the most available outcomes data. Assessment reports

on the other four themes (Public Life, Capital Campus, Pluralism, and Scholarship) were

reviewed in Spring 1996. The first four assessment papers had a profound impact on the

Resource Priorities established by CUP. In fact, seven of the eight Resource Priorities for

1996-97 were derived from, or influenced by, the assessment papers. In this way, a critical

link among planning, assessment, and resource allocation was established.


As with any new planning process, ours is iterative, with changes made as we go

along to improve the linkages and the results. The second time around (during Fall 1996)

an important change was made in the way the Council considers the theme assessment

papers. Rather than have Council staff present the papers, members of the Council,

selected from the faculty, students, and staff on the Council, review the papers in advance

and report to the Council. This change fostered a much richer discussion of various

interpretations of the assessment data than could be generated by a staff presentation.

Members are asked to review the papers, answering the following four questions:


  1. What, if any, priority areas for next year's University budget allocations

    does this information suggest?

  2. Does it raise any issues or concerns that CUP might refer to other campus

    groups or offices for attention?

  3. Does the report suggest any "action steps" that CUP should consider for

    recommendation to the President?

  4. Is the reader prevented from drawing reasonable inferences about how the

    University is performing on these aspects of the Strategic Plan because of

    missing or unavailable data?


Responses to the questions, and subsequent discussions, have helped CUP integrate

assessment, planning, and budgeting at CSUS. A discussion of the process, and how it

actually worked, follows:


Resource Priorities. Five papers were reviewed during Fall 1996. The review

heavily influenced the Resource Priorities--all six of which stemmed from discussions of

the theme assessment papers. One Resource Priority in particular demonstrates the

commitment that the Council has to the assessment enterprise:

"Continue to build expertise in and support for outcomes assessment for academic and support programs for purposes of improving University programs and services."

Referrals to other groups. In addition to influencing the Resource Priorities, the

Council's Fall 1996 review of theme assessment papers resulted in written

recommendations to the Director of the Center for Teaching and Learning, and the Chairs

of the Academic Senate Curriculum, Faculty Policies, General Education, and Academic

Policies Committees. In each case, a memorandum was prepared referring to the data that

led the Council to identify the issue as one warranting the attention of the University's

various governance bodies with a request for a response. By referring planning issues to

appropriate governance bodies across the campus, CUP has strengthened the degree to

which assessment informs the decision-making processes of the University.


Recommended action steps. A separate list of recommendations were sent to the

President addressing issues where administrative action might be taken to implement

aspects of the Strategic Plan. This complements another new task for the Council that will

result in establishing "action steps" each year to implement the Strategic Plan. During

Spring semester the heads of the University's major operating units (called "program

centers") will be asked to propose 3-5 actions they will take to implement aspects of the

Strategic Plan. CUP will analyze the proposals in the context of the assessment information

it has reviewed and recommend to the President action steps based on University priorities.

The President and his staff will make the final decision on the action steps for next year.


Development of new measures. For some themes, extensive data are available that

allow the Council to come to an informed judgment about the University's progress and

condition. For other themes like Public Life the University has little assessment data

available. For still other themes like Scholarship there may be data but disagreement about

how to use or interpret the data. The Council's review of theme papers during Fall 1996

resulted in a list of areas where data collection needs to be improved. During Spring 1997

the Council will review a plan to expand available outcome measures for the Public Life

theme. In addition, staff from the Office of Institutional Studies will meet with an ad hoc

faculty group to develop assessment measures for the Scholarship theme. Resource

constraints, of course, limit the extent to which outcome measures can be developed, but a

process for identifying how measures can be improved using existing resources is in place.

While measures can lead to objective findings, evaluation of findings requires judgment,

and judgment requires standards. In many cases measures are available, but standards for

interpreting the measures are not. The Council is also involved in the evolution of standards

to improve its use of assessment information.


The Council's engagement with assessment data has begun to provide valuable

guidance regarding the future direction of the University's Strategic Plan. The relationship

between the themes and assessment is a dynamic interaction in which the themes shape the

University's assessment activities, and the assessment reports reshape the themes.

Specifically, based on CUP's work since Fall 1995, a planning committee of the Council is

drafting a new theme (titled "Institutional Effectiveness") and substantively revising three

others. One of the revisions to the Campus Life theme, for example, is the inclusion of a

strategy to build upon students' reported positive identification with their academic

disciplines by urging that disciplines find ways to serve as "homes" to make the University

experience more satisfying for students. The evolution of the Strategic Plan itself is perhaps

the most profound evidence of the University's commitment to reshape itself based on self-

assessment.


The linkage we have forged among assessment, planning, and budgeting extends

beyond the CUP process. For example, program centers are asked to provide information

on outcomes assessment as part of their annual budget submission. Specifically, they are

asked what directions they have taken in relation to the Strategic Plan, how they measure

their success, and to provide outcome measures for two years. As a sign of the full extent

to which outcomes assessment has been embraced, consider the following recent

recommendation of the Council to strengthen the degree to which program centers must

justify their budget requests with outcomes data:

The Council recommends that program centers requesting funds to address

any of the approved Resource Priorities be required to describe the intended

outcomes of the expenditure and, later, to provide an assessment of the

actual outcomes of the expenditure. The Council further recommends that

the Vice President for Administration present information to the Council on

(a) allocations made in relation to the resource priorities, (b) the intended

outcomes of the allocations, as proposed by the program center receiving

the allocation, and (c) any actual outcomes data that may be available. This

information should be presented in the Fall, when the Council begins

developing resource priorities each year, and in the Spring, when the Vice

President presents the recommended University budget. In this way,

subsequent resource priorities will be based both on evidence of progress

toward strategic plan goals (from theme assessment papers) and specific

evidence of the impact of various funding strategies.


The University plans to implement this recommendation in future budget cycles.


The process of applying for funds from the Lottery has been recently changed to

strengthen the link among assessment, planning, and budget. Applicants must submit

proposals that relate to a select number of categories derived from the Strategic Plan.

Moreover, they must identify projected outcomes for the proposed project and later must

submit a final report that includes outcomes data relating back to the projected outcomes

cited in the original proposal. Failure to submit the appropriate assessment report will make

applicants ineligible for future funding from the Lottery.


Another example of strengthened linkages among assessment, planning, and budget

is the new Pedagogy Enhancement Awards Program. Formerly the Faculty Mini-Grant

program, the goal of the grants program has been realigned with the Strategic Plan

emphasis on teaching, learning, and technology. The guidelines have been strengthened

with respect to the identification of project goals, the outcomes of the project, and the

requirements for a project final report as a condition of future eligibility. Similarly across

the campus, the link among project goal setting, outcomes reporting, and funding has

become well-established.


The goal of the planning process at CSUS is to integrate planning, assessment, and

resource allocation. Clearly we have made great strides in the last two years with the

introduction, first, of the Strategic Plan, and second, of assessment designed to create a

"culture of evidence". Our processes for making the best use of assessment data continue to

evolve and improve. However, assessment at CSUS is in its infancy, and strategic

planning is only slightly more advanced. Much work and discussion are needed to

determine how to improve planning and how best to use assessment data in the planning

process. The next section describes some of the actions the University has taken in its

concerted effort to respond to assessment findings.

§


Using Evidence to Build Institutional Effectiveness:

Actions Taken in Response to Assessment Findings

During the last two and a half years, CSUS has systematically collected assessment

data for purposes of the WASC Self-Study and to support its new institutional assessment

efforts. Through the integration of assessment, planning, and budget described above, we

have been able to respond to much of the evidence with new or modified University

initiatives. This section lists (a) issues that have arisen from a review of various assessment

information and (b) initiatives taken to address the evidence. It is organized according to the

themes of the University's Strategic Plan. We believe the following pages illustrate the

University's commitment to build and respond to a "culture of evidence." Clearly more

attention has been given to the themes of Teaching and Learning and Campus Life in view

of their priority within the University.

§


Teaching and Learning Theme


Assessment Findings


Assessment information indicated significant student concerns about the scheduling

and availability of classes. We learned from a follow-up survey that the majority of the

respondents preferred to schedule their classes on two days a week. Issues have emerged

from responses to student surveys indicating that some of our students face a teaching and

learning environment that does not always accord with knowledge of best practices.

Students study alone, have little contact with faculty outside of the classroom and do not

participate widely in faculty research and scholarship. Others reported that faculty and staff

are not always willing to help when problems arise relating to their educational needs.

Particular dissatisfaction was reported with academic and career advising. Graduating

students and alumni reported that their coursework at CSUS did not prepare them as well

as they would have liked with the technological and communication skills they need.

Alumni reported that their education did not meet their expectations in areas of ethics,

problem solving, and a commitment to life-long learning. Faculty voiced the concern that

innovative teaching is not rewarded as it should be. In addition, only 36 percent of faculty

responding to a survey indicated that they were skilled in "using information technology to

enhance instruction."


Institutional Responses


Class Schedule. In response to concerns about the class schedule the Academic

Senate developed an alternative to the traditional MWF and TTh scheduling of classes that

had governed the offering of most lecture classes on the campus since time immemorial. By

Fall 1995, the Senate recommended, and the President approved, a new scheduling pattern,

which was implemented in Spring 1996. In addition, the President requested that Academic

Affairs investigate the feasibility of changing the academic calendar from a two-semester to

a trimester system. A group of faculty representing the Academic Senate and each of the

Schools, along with selected administrators, met to consider the issues involved in such a

change, and an outside consultant was hired to conduct an analysis of the fiscal impact.

After much discussion and analysis, a different alternative, the Extended Semester, was

recommended to the campus. In the Extended Semester alternative departments can offer

courses, funded by general fund dollars, during the months of January, June, July, and

August and include them as part of their fall and spring semester offerings. Numerous

administrative hurdles need to be overcome in order to implement this program. During

Summer 1996 a cohort of graduate students in Educational Administration began a program

of study that allows them to enroll in one three-unit course per month on a year-round basis

as part of the regular offerings of the department. Other uses of the extended semester are

under review.


Learning Communities. In Fall 1995, the Dean for General Education, in

consultation with the General Education Committee, initiated a Learning Communities

program on a pilot basis for first semester freshmen. In the program 25-30 students enroll

in two or three General Education classes as a group; the courses complement each other

and are linked by a common theme. Faculty are encouraged to integrate the courses,

promote group interaction and provide academic study sessions. In addition to providing

some structure to the General Education program, the Learning Communities provide

students with a "sense of belonging" to an academic community, a concern noted by

students in the survey data. The retention rate for Learning Community participants is 85

percent which compares favorably to the University's retention rate of 70 percent. The

program, in its second year of the pilot phase, has also grown from 100 students to 300 in

Fall 1996. Of the 100 students who participated in Fall 1995, 85 returned in Fall 1996.

While the program is open to all students, during the second year, some Learning

Communities were designed for Educational Opportunity Program students admitted under

special contract.


Technical, Communication and Research Skills. While a significant

majority of students who responded to the graduating student and the alumni surveys are

very satisfied with the academic programs of the University, the CASPER phone survey in

Fall 1995 revealed some dissatisfaction with the provision of technical, communication and

research skills. Since the survey, the number of computer workstations, lab hours, lab

assistance and computer training opportunities for students have increased. Academic

Affairs has given priority to establishing more discipline-specific computer labs so that

students can better relate technology to their educational goals. A newly-adopted plan for

ensuring 24-hour student access to computing resources emphasizes the need for a mix of

central and discipline-based lab facilities. Through a new $75,000 grant from the Lottery

Fund, the University Library expanded its library instruction program by constructing a

new 20 workstation lab for individual student and class use. The Library has also increased

its staff hours to help students with on-line and traditional research methods. Reference

librarians have designed a series of lectures entitled, "Demystifying Library Databases" to

meet student needs for information literacy.


Use of Technology in Teaching. The University's Center for Teaching and

Learning and the Computing, Communications and Media Services (CCMS) has sponsored

a two-day faculty workshop "Integrating Technology Into the Classroom" for the past two

years during the January intersession. To meet the demand for training in the use of

technology for instruction, CCMS has quadrupled its training programs for faculty. CCMS

also received a lottery fund grant from the University to establish a Multi-Media Fellows

Program during the 1996-97 academic year. The program is designed to provide training,

resource tools and personnel support to a cadre of faculty which will help them develop the

basic knowledge, skills, and experiences not only to create instructional multi-media

modules, but to become mentors for other faculty. Academic Affairs provided travel grants

($150 each) to faculty who participated in instructional computing workshops and a limited

number of grants for operating expense ($5,000) to departments for developing and

implementing a plan for integrating instructional technology into the curriculum. The

University has established a Teaching, Learning and Technology Roundtable to involve

faculty in campus planning for the use of information technology. An ad hoc committee

with representatives from Academic Affairs and CCMS is working to improve the degree to

which instructional technology resources are dedicated to meet the needs of the faculty.


Service Learning. A new Office of Community Collaboration was established,

within Academic Affairs, to provide expanded opportunities for students to engage in

service learning in the community and to identify opportunities for student/faculty

collaboration in community-oriented projects. A major goal of the new office is to promote

civic engagement and social responsibility among CSUS students.


Other responses:

§

Campus Life Theme


Assessment Findings


Data from student and alumni surveys indicated two broad areas of concern. One

area was the low levels of participation by students in what might be called "traditional

campus life" activities. Students reported spending little out-of-class time on campus other

than to study. They study alone, and primarily at home. They do not attend formal campus

events with any frequency. They do not report a high level of identification with the

University as a whole. Some students cited safety concerns; 39% expressed an interest in

living on campus if apartment-style housing were available. Students report a much higher

sense of belonging at the level of the discipline; they indicate high levels of interest in

participating in department clubs; they report considerable interaction with students of

various backgrounds in their classes; they report very high levels of satisfaction with the

quality of their academic program and faculty. The second broad area of concern focused

on student services. Significant percentages of students reported dissatisfaction with some

service offices, with student financial aid at the top of the list. More than half indicated they

do not feel well-informed about campus events and 24% responded that they do not believe

the University welcomes student input in decision making.


Institutional Responses


Student/University Relationship. The Campus Life theme of the Strategic

Plan is being revised to align the University's goals more closely with student needs and

concerns. It calls for increased attention to establishing a stimulating set of campus life

activities, making the campus welcoming to all students, streamlining the provision of

student services, and providing more opportunities for students to participate in activities at

the level of the academic discipline. To address the concern that students did not have a

"sense of belonging" to the campus, a larger student life component was added to the

University's outreach, orientation and new student programs. Freshmen who participated

in our Summer Orientation Program were able to register for classes while on campus.

Continuing students were hired to counsel and advise new students; more faculty

participated in the summer program. Summer Bridge, a summer transition program

designed to assist underprepared students develop skills in writing and mathematics, was

expanded to include more students. A new Student Access Center was opened to provide

information and support to students about the full range of opportunities and services that

are available to them at CSUS. The Center trains and employs student assistants to help

fellow students obtain information and resolve problems. In a major initiative to change the

character of student life at CSUS, a housing plan is under consideration for one and two

bedroom apartment-style units with private baths.


Student Centeredness. A review of assessment data indicated a number of areas

where improvement was needed in the quality of services provided to students. In

response, Academic Affairs made "student centeredness" its highest priority during the

1995-96 academic year. The Academic Deans and other administrators developed new

activities or expanded existing ones that put the needs of students at the center of their plans

for the year. Deans, in turn, sought additional information and ideas from the students,

faculty, and staff in their schools. Already a number of new programs and activities have

been put in place, including:

Attention to "student centeredness" continues to be at the top of the University's

agenda and the term has been incorporated into the vernacular of the campus. In addition to

the above activities, the expansion of opportunities for student development outside of the

classroom, for department-based activities to improve student retention, and for

student/faculty interaction have been identified as priorities for the allocation of funds for

both the 1996-97 and 1997-98 budgets.


Information on Campus Events. A number of new initiatives, aimed at

improving information about campus events, have been implemented to address student

concerns. The University Union Programming Board worked with the State Hornet, the

student newspaper, to increase reporter awareness of the importance of timely and complete

coverage of campus events. A section of the State Hornet is now dedicated to campus-

wide programs and events. The Office of Student Activities increased the production of its

publication The Campus Calendar by 34 percent, in an attempt to increase the awareness of

scheduled events by all members of the campus community. In addition to providing

information on student life and campus programs to prospective students through the mail,

information is also made available electronically through the CSUS Home Page.

Information on campus clubs and organizations and opportunities to participate in student

and faculty governance are now regularly shared with students. Electronic kiosks, a 24-

hour computerized information line, which provide students with information on more than

250 campus topics, made their debut in Spring 1995.


Student Input to Decision-making. To address the student perception that the

University does not use student feedback, President Gerth invited students and other

members of the campus community to nominate any policy, procedure, or rule which might

be considered cumbersome or unfair. Since its inception the program has produced changes

in parking policies, improved the grade change policy, modified signs in the Library, and

increased student accessibility to campus computer labs. Student participation in the life of

the campus was also a major consideration in the decision to affiliate with a larger, more

comprehensive and prestigious athletic conference. In a general election students gave the

University a clear message that they value a viable athletic program.


Campus Environment. More than 50 percent of the respondents in the SNAPS

survey indicated that safety was an important factor influencing their choice of a university.

The topic of campus safety is an ever present concern of parents who attend the

University's Parent Orientation program each summer. The University has taken a

proactive approach to safety on the campus. With the support of the Division of Student

Affairs, the Department of Public Safety instituted police bicycle patrols in an effort to

increase officer visibility and approachability. In response to concerns about lighting on the

campus, Public Safety initiated a complete lighting assessment of the campus each month.

The Office of Housing and Residential Life provided funds to support a Public Safety

Officer to provide in-service training and consultation for residence hall staff members on a

part-time basis. A night shuttle service was re-instituted by University Traffic and Parking

Services. Each of these initiatives is designed to make CSUS a more responsive, safer

campus for students.


Student Support Services. Survey data indicated a low level of student

satisfaction with the University's Financial Aid Office. A Voice Response System and three

electronic kiosks were installed in Spring 1995 which permit students to access their

Financial Aid documents, award status and disbursement information. A Satisfactory

Progress Computer Program was implemented in Spring 1996, which notifies students of

their status immediately after grades are posted. All-Calc, a software program designed to

provide timely eligibility estimates, was placed in service during the 1995-96 academic year

for prospective students. In addition to extending hours of service, the Financial Aid Office

hired peer counselors and additional professional and support staff to improve service to a

increasing number of financial aid applicants. A Financial Aid Management System, which

will link the University's Student Information System (SIS) with financial aid records, will

improve the ability of the Office to process financial aid applications in a more timely

manner. Finally, efforts are underway to upgrade the infrastructure in the Financial Aid

Office with an electronic document imaging system. For student services generally,

evening services, and hours of operation, for both undergraduate and graduate students

were expanded during the 1995-96 academic year. A system was also put in place whereby

evening students could request virtually any service on campus and be guaranteed a

response from that office within 24 hours of the request. In Fall 1995 the University

worked with the Associated Students, Inc. to establish a Student Access Center on the first

floor of the University Library where students can receive information on a broad range of

University programs and services.

§

Enrollment Planning Theme


Assessment Findings


The major concern arising from the Enrollment Planning theme assessment paper

was student retention. Although it is not clear what external standards would be most

appropriate for purposes of comparison, there is consensus across the University that our

retention rates are too low. Rates vary considerably across departments and sub-

populations, but data show that particular trouble areas are undeclared students and African

American students. For all students, the largest loss occurs in the first two years. It appears

from student survey responses that improvements in class scheduling and some support

services such as advising might improve retention rates. A related concern was student

preparedness. Data showed that 27% of Fall 1995 entering first time freshmen and 22% of

new transfers were placed on academic action by the end of the first term. In addition,

students are not taking the English Placement Test in a timely manner and those who do are

failing at higher rates. Increasing numbers of students are requiring remediation. Student

enrollment trends are also problematic, particularly for undergraduate transfers. (Graduate

applications, admissions, and enrollments are at all time highs.) There is some basis for

concluding that slow admissions and financial aid processing contribute to lower

enrollment rates. There are a number of academic programs that have been targeted for

growth that have not accomplished growth. Campus enrollment balance among class levels

is in line with University policy.


Institutional Responses

University enrollment management. The principal initiative taken in response

to concerns about enrollment and retention has been the hiring of a senior administrator into

a new position called Associate Vice President for Enrollment Management. This

administrator, located within Student Affairs, supervises the Office of Admissions and

Records and University Outreach. Major efforts are underway to better coordinate

University Outreach activities with school and department outreach and enrollment goals

and to improve the processing of undergraduate admissions.


School-based retention. Academic departments and schools have implemented

a variety of retention strategies appropriate to their own programs. Retention rate data, by

program, has been distributed to schools which will be, for the first time, setting retention

rate targets by program. This new responsibility for retention relates closely to the new

directions that deans are taking with respect to student-centeredness. A review of

assessment data indicates that discipline-based activities that focus on connecting students

to other students and faculty should have positive effects on student retention.


Entrance requirements. As part of a California State University systemwide

effort to better articulate with community colleges, CSUS will phase in enforcement of the

requirement that transfer students complete their English, math, and critical thinking

requirements before being admitted to CSUS. Senior administrators at CSUS have been

meeting with local community college administrators to ensure that this transition is smooth

and that students are given appropriate notice of the change.


Writing Proficiency Examination. CSUS is enforcing the requirement that

students pass the WPE before taking certain upper division courses. The intent is to ensure

that students be equipped as soon as possible for the rigors of a University education, thus

improving their chances of success.


Schedule Improvements. The changes to the class schedule described above

under the Teaching and Learning theme are also related to efforts to improve student

retention.


§

Pluralism Theme


Assessment Findings


The major concern arising from the Pluralism Theme Assessment Paper was the

lower retention and graduation rates for African American, Hispanic, and American Indian

students. African American students had the lowest rates. A second concern relates to the

campus climate with regard to racial tolerance and respect. Two-thirds of graduating

students surveyed indicated that they had grown "very much" or "much" in the area of

interacting with people from other cultures and most attributed the growth to their college

experience. In addition, most students reported that faculty appear comfortable teaching

students of all racial and ethnic groups. However, enough students disputed this claim and

reported a climate of discrimination for the University to conclude that issues of race

continue to be salient. Students reported a high degree of interaction with students of

different race and ethnic groups in the classroom, indicating that efforts to improve

relations might be directed at the instructional program rather than only at support services

and special programs. Among staff surveyed, 44% indicated a concern about affirmative

action hiring policies, mirroring the debate that is occurring across the state and the nation

and indicating a need for continued campus dialog and staff development. Most faculty

surveyed reported having participated in conferences and workshops that increased their

respect for diversity.

Institutional Responses


Retention. Despite the changing climate around Affirmative Action in California,

the President and Provost have made it clear that the University will continue to pursue its

goals of diversity and pluralism as laid out in the Strategic Plan. School and department-

based retention efforts and enhanced student-centeredness are expected to partially address

low retention rates among these groups. Funding for School-based Educational Equity

programs has been secured through lottery dollars.


Campus climate. The President has vowed to continue a campus dialog on

issues of race and pluralism. To this end, a project called "Towards a Race Dialogue" was

funded as a collaborative effort among faculty and students in several departments to

educate the CSUS community about the issue of affirmative action in higher education.

This project was assigned to the Center for Teaching and Learning, which itself offers

workshops and materials to increase faculty competence in working with diverse student

populations. The Multicultural Center was given funds to sponsor a new lecture series

called "Politics of the Americas: Past, Present, and Future" to promote cultural diversity

within the University. Several departments across the campus were involved with

identifying guest speakers and with integrating speech topics into classroom discussions.


Staff development. The University has stepped up efforts to address staff

development through a focus on communication. New workshops have been developed

covering issues around staff interactions with students and other staff, customer service,

effective listening, mutual respect, and conflict resolution. At this time workshops are

voluntary. We are moving to target certain audiences for staff development of this nature

and are considering mandatory training.

§

Academic Programs Theme


Assessment Findings


Few major issues arose from the review of the Academic Programs Theme

Assessment paper. Students generally reported satisfaction with their academic course of

study at CSUS. Some of the issues from the Teaching and Learning theme relate here as

well, such as concern with the effectiveness of the current General Education program and

the education students receive in areas of technology and communication. The more

detailed assessment of academic program quality occurs through the academic program

review process, discussed elsewhere in this chapter. One issue discussed in the Council's

review of the assessment paper concerned the quality of departmental assessment plans and

the need to increase faculty expertise in student outcomes assessment. Other university-

level issues arising from the assessment data are the need to expand distance learning

offerings and to expand the regional emphases of our curriculum.

Institutional Responses


Distance education. Academic Affairs has appointed a faculty member, half-

time, to take the lead in Distance Education. This area had been one of numerous

responsibilities of an academic administrator and was not getting the attention it deserved.

Outcomes assessment. A group of faculty have been given release time

beginning Spring 1997 to work as a team on improving student outcomes assessment in

their departments. They are expected not only to develop departmental assessment plans for

their department's program review but to also serve as resources to other faculty across the

campus as they work on assessment plans.


Regional emphasis of programs. The new Office of Community

Collaboration (OCC) is working with several academic departments to involve students and

faculty in joint activities with state and local agencies and community organizations. One

major initiative in which the OCC is involved--Sacramento Enriches--has been located on

campus. It is a regional effort to improve the health and welfare of children and youth in the

Sacramento region. Faculty and students from several University programs are involved. A

new Human Services Collaboration Group has been formed and supported with University

funds to promote interaction among different departments in the University that train human

services professionals so that students would be trained with the collaborative skills that are

needed in the professional world. Partnerships have been forged with school districts and

several community agencies to carry out the goals of this project.


§

Public Life and Capital Campus Themes


Assessment Findings


Assessment papers for both these themes as well as for the Campus Life theme

make it readily apparent that the CSUS public life falls short of the traditional ideal. A

glaring shortcoming is the lack of community support for Intercollegiate Athletics. Also

apparent was the subordinate role that CSUS has typically played in regional economic

development issues. The contributions of the campus to the region's cultural life are more

impressive, through the Festival of New American Music, the Spring Arts Festival, two

public radio stations, high-profile public lectures, offerings of the Theatre Arts, Music, and

Art departments, and public events sponsored by the Multicultural Center. In addition, all

of our professional schools have a variety of activities involving regional constituencies,

virtually all departments offer internship opportunities, and there are numerous Centers and

Institutes serving a variety of regional needs. The primary issue raised by a review of this

plethora of activity was the minimal coordination across the University. Members of the

University community cannot easily know what each other is doing and members of the

external community cannot gain easy access to those at CSUS with whom they can build

constructive relationships. In addition, the survey of graduating students indicated that

learning is generally limited to the classroom, implying that too much of the above-

mentioned activity goes on without substantial student participation as part of their

academic programs. Finally, the sheer paucity of information available to assess progress

toward the goal of the Capital Campus theme indicated that more must be done to generate

activity in a broad base of departments that reflect the opportunities and responsibilities

associated with being a "capital campus".

Institutional Responses


Intercollegiate Athletics. In an attempt to increase the quality and visibility of

CSUS Intercollegiate Athletics in the region, we have joined the Big Sky and the Big West

conferences and funded more scholarships. In addition, the historic Memorial Auditorium

in downtown Sacramento has been obtained as the home site for men's and women's

basketball games.


Regional partnerships. CSUS has become a member of Campus Compact

established to assist universities in forming partnerships with local community service

agencies to expand opportunities for students and, at the same time, provide much needed

volunteer hours to the community. The Office of Student Activities created the Community

Service Volunteer Agency to collect information and coordinate volunteerism on behalf of

more than 250 registered student organizations. A faculty/student affairs partnership

fostered the development of a Service Learning Program at CSUS with the goal of

integrating community service into classroom activities. In Fall 1996, Academic Affairs

established the Office of Community Collaboration (OCC) to expand opportunities for

students and faculty in the community. A central task of the OCC will be to develop a data

base of faculty interests and community needs to facilitate identification of potential partners

both on and off campus. A faculty member was appointed to the newly-created position of

Executive Director of University Economic Development to represent the University in

regional economic development issues. These new initiatives will provide the opportunity

for students and faculty to use the community as a laboratory for learning and to contribute

to the economic and social development of the region.


State capital partnerships. The University recognizes the tremendous

advantages it has from its location in the state capital. In March 1995 an Institute for

Educational Reform was started at CSUS, headed by a well-respected, long-time member

of the California State Senate who had recently retired. In late 1996 an offshoot of that

effort--the Center for the Improvement of Reading Instruction--opened on campus as

well, to address one of the most salient issues on the state policy agenda. The Center for

California Studies continues to expand its scope of activity. Its legislator training programs

are becoming more central as term limits increases the number of new members of the

Legislature. A new seminar series has been started by the Graduate Program in Public

Policy and Administration within the School of Social Sciences and Interdisciplinary

Studies to spur increased awareness and interest across the disciplines in public policy

issues.

§

Faculty Scholarship Theme


Assessment, at the level of the Council of University Planning, of the faculty

scholarship issue, has been more difficult than for other themes. All other themes were

assessed once, in the 1995-96 academic year, and again in the 1996-97 academic year. The

faculty scholarship theme assessment paper that was developed in 1995-96 suffered from

lack of consensus not only about the definition of scholarship but about how one assesses

scholarship at the University level. For example, is it enough to tally the numbers of faculty

submitting grant proposals and publishing research, or should we assess its impact on

teaching and learning? An ad hoc group of faculty will be assisting staff in the Office of

Institutional Studies to develop the outline for the faculty scholarship assessment paper to

be presented to the Council at a later date. Certainly much is occurring across the campus in

the domain of enhancing faculty scholarship, but it would be inaccurate to attribute these

efforts to the University assessment model.